Pgim Investments LLC
Newark, NJ·SEC-registered · CRD #105670
Pgim Investments LLC is an SEC-registered investment advisory firm in Newark, NJ managing $345B across 197 client accounts, with 97 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$345B
Client accounts
197
Advisory staff
97
Fee model
Fee-based
How Pgim Investments LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
BEFORE YOU CALL PGIM INVESTMENTS LLC
See how Pgim compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Pgim Investments LLC. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Pgim Investments LLC? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Pgim Investments LLC
How much does Pgim Investments LLC manage?
Per its most recent SEC Form ADV filing (05/22/2026), Pgim Investments LLC reports $345B in regulatory assets under management across roughly 197 client accounts.
How does Pgim Investments LLC charge?
Pgim Investments LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Pgim Investments LLC a fiduciary?
Yes. Pgim Investments LLC is registered with the U.S. Securities and Exchange Commission (CRD #105670), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Pgim Investments LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Pgim Investments LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Newark, NJ
Profile compiled from Pgim Investments LLC's public SEC Form ADV filing (CRD #105670, filed 05/22/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Pgim Investments LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Pgim Investments LLC? Claim this profile.