Peak Rock Capital LLC
Austin, TX·SEC-registered · CRD #165138
Peak Rock Capital LLC is an SEC-registered investment advisory firm in Austin, TX managing $7.3B across 29 client accounts, with 55 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$7.3B
Client accounts
29
Advisory staff
55
Fee model
Fee-only
How Peak Rock Capital LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Peak Rock Capital LLC
How much does Peak Rock Capital LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Peak Rock Capital LLC reports $7.3B in regulatory assets under management across roughly 29 client accounts.
How does Peak Rock Capital LLC charge?
Peak Rock Capital LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Peak Rock Capital LLC a fiduciary?
Yes. Peak Rock Capital LLC is registered with the U.S. Securities and Exchange Commission (CRD #165138), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Peak Rock Capital LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Peak Rock Capital LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Peak Rock Capital LLC's public SEC Form ADV filing (CRD #165138, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Peak Rock Capital LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Peak Rock Capital LLC? Claim this profile.