Osaic Institutions, INC.
Meriden, CT·SEC-registered · CRD #35371
Osaic Institutions, INC. is an SEC-registered investment advisory firm in Meriden, CT managing $6.5B across 15k client accounts, with 478 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$6.5B
Client accounts
15k
Advisory staff
478
Fee model
Fee-based
How Osaic Institutions, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Osaic Institutions, INC.
How much does Osaic Institutions, INC. manage?
Per its most recent SEC Form ADV filing (05/28/2026), Osaic Institutions, INC. reports $6.5B in regulatory assets under management across roughly 15k client accounts.
How does Osaic Institutions, INC. charge?
Osaic Institutions, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Osaic Institutions, INC. a fiduciary?
Yes. Osaic Institutions, INC. is registered with the U.S. Securities and Exchange Commission (CRD #35371), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Osaic Institutions, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Osaic Institutions, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Meriden, CT
Profile compiled from Osaic Institutions, INC.'s public SEC Form ADV filing (CRD #35371, filed 05/28/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Osaic Institutions, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Osaic Institutions, INC.? Claim this profile.