Occidental Asset Management, LLC
Burlingame, CA·SEC-registered · CRD #168650
Occidental Asset Management, LLC is an SEC-registered investment advisory firm in Burlingame, CA managing $1.1B across 1.9k client accounts, with 9 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.1B
Client accounts
1.9k
Advisory staff
9
Fee model
Fee-only
How Occidental Asset Management, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Occidental Asset Management, LLC
How much does Occidental Asset Management, LLC manage?
Per its most recent SEC Form ADV filing (06/25/2026), Occidental Asset Management, LLC reports $1.1B in regulatory assets under management across roughly 1.9k client accounts.
How does Occidental Asset Management, LLC charge?
Occidental Asset Management, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Occidental Asset Management, LLC a fiduciary?
Yes. Occidental Asset Management, LLC is registered with the U.S. Securities and Exchange Commission (CRD #168650), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Occidental Asset Management, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Occidental Asset Management, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Occidental Asset Management, LLC's public SEC Form ADV filing (CRD #168650, filed 06/25/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Occidental Asset Management, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Occidental Asset Management, LLC? Claim this profile.