Nuveen Asset Management, LLC
Chicago, IL·SEC-registered · CRD #155584
Nuveen Asset Management, LLC is an SEC-registered investment advisory firm in Chicago, IL managing $280B across 65k client accounts, with 296 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$280B
Client accounts
65k
Advisory staff
296
Fee model
Fee-based
How Nuveen Asset Management, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Nuveen Asset Management, LLC
How much does Nuveen Asset Management, LLC manage?
Per its most recent SEC Form ADV filing (03/24/2026), Nuveen Asset Management, LLC reports $280B in regulatory assets under management across roughly 65k client accounts.
How does Nuveen Asset Management, LLC charge?
Nuveen Asset Management, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Nuveen Asset Management, LLC a fiduciary?
Yes. Nuveen Asset Management, LLC is registered with the U.S. Securities and Exchange Commission (CRD #155584), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Nuveen Asset Management, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Nuveen Asset Management, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Nuveen Asset Management, LLC's public SEC Form ADV filing (CRD #155584, filed 03/24/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Nuveen Asset Management, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Nuveen Asset Management, LLC? Claim this profile.