Northrock Partners, LLC
Minneapolis, MN·SEC-registered · CRD #167908
Northrock Partners, LLC is an SEC-registered investment advisory firm in Minneapolis, MN managing $12B across 25k client accounts, with 91 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$12B
Client accounts
25k
Advisory staff
91
Fee model
Fee-based
How Northrock Partners, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Northrock Partners, LLC
How much does Northrock Partners, LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Northrock Partners, LLC reports $12B in regulatory assets under management across roughly 25k client accounts.
How does Northrock Partners, LLC charge?
Northrock Partners, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Northrock Partners, LLC a fiduciary?
Yes. Northrock Partners, LLC is registered with the U.S. Securities and Exchange Commission (CRD #167908), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Northrock Partners, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Northrock Partners, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Northrock Partners, LLC's public SEC Form ADV filing (CRD #167908, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Northrock Partners, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Northrock Partners, LLC? Claim this profile.