Northern Trust Securities, INC
Chicago, IL·SEC-registered · CRD #7927
Northern Trust Securities, INC is an SEC-registered investment advisory firm in Chicago, IL managing $1.7B across 2.6k client accounts, with 41 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.7B
Client accounts
2.6k
Advisory staff
41
Fee model
Fee-based
How Northern Trust Securities, INC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Northern Trust Securities, INC
How much does Northern Trust Securities, INC manage?
Per its most recent SEC Form ADV filing (05/19/2026), Northern Trust Securities, INC reports $1.7B in regulatory assets under management across roughly 2.6k client accounts.
How does Northern Trust Securities, INC charge?
Northern Trust Securities, INC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Northern Trust Securities, INC a fiduciary?
Yes. Northern Trust Securities, INC is registered with the U.S. Securities and Exchange Commission (CRD #7927), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Northern Trust Securities, INC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Northern Trust Securities, INC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Northern Trust Securities, INC's public SEC Form ADV filing (CRD #7927, filed 05/19/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Northern Trust Securities, INC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Northern Trust Securities, INC? Claim this profile.