Nomura Investment Management Business Trust
Philadelphia, PA·SEC-registered · CRD #105390
Nomura Investment Management Business Trust is an SEC-registered investment advisory firm in Philadelphia, PA managing $144B across 290 client accounts, with 219 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$144B
Client accounts
290
Advisory staff
219
Fee model
Fee-based
How Nomura Investment Management Business Trust is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Nomura Investment Management Business Trust
How much does Nomura Investment Management Business Trust manage?
Per its most recent SEC Form ADV filing (06/29/2026), Nomura Investment Management Business Trust reports $144B in regulatory assets under management across roughly 290 client accounts.
How does Nomura Investment Management Business Trust charge?
Nomura Investment Management Business Trust is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Nomura Investment Management Business Trust a fiduciary?
Yes. Nomura Investment Management Business Trust is registered with the U.S. Securities and Exchange Commission (CRD #105390), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Nomura Investment Management Business Trust taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Nomura Investment Management Business Trust and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Philadelphia, PA
Profile compiled from Nomura Investment Management Business Trust's public SEC Form ADV filing (CRD #105390, filed 06/29/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Nomura Investment Management Business Trust. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Nomura Investment Management Business Trust? Claim this profile.