Neos Investments
Westport, CT·SEC-registered · CRD #321256
Neos Investments is an SEC-registered investment advisory firm in Westport, CT managing $22B across 19 client accounts, with 2 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$22B
Client accounts
19
Advisory staff
2
Fee model
Fee-only
How Neos Investments is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Neos Investments
How much does Neos Investments manage?
Per its most recent SEC Form ADV filing (03/30/2026), Neos Investments reports $22B in regulatory assets under management across roughly 19 client accounts.
How does Neos Investments charge?
Neos Investments is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Neos Investments a fiduciary?
Yes. Neos Investments is registered with the U.S. Securities and Exchange Commission (CRD #321256), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Neos Investments taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Neos Investments and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Westport, CT
Profile compiled from Neos Investments's public SEC Form ADV filing (CRD #321256, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Neos Investments. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Neos Investments? Claim this profile.