Kovack Advisors, INC.
Ft. Lauderdale, FL·SEC-registered · CRD #140808
Kovack Advisors, INC. is an SEC-registered investment advisory firm in Ft. Lauderdale, FL managing $6.3B across 24k client accounts, with 300 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$6.3B
Client accounts
24k
Advisory staff
300
Fee model
Fee-based
How Kovack Advisors, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Kovack Advisors, INC.
How much does Kovack Advisors, INC. manage?
Per its most recent SEC Form ADV filing (04/27/2026), Kovack Advisors, INC. reports $6.3B in regulatory assets under management across roughly 24k client accounts.
How does Kovack Advisors, INC. charge?
Kovack Advisors, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Kovack Advisors, INC. a fiduciary?
Yes. Kovack Advisors, INC. is registered with the U.S. Securities and Exchange Commission (CRD #140808), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Kovack Advisors, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Kovack Advisors, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Ft. Lauderdale, FL
Profile compiled from Kovack Advisors, INC.'s public SEC Form ADV filing (CRD #140808, filed 04/27/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Kovack Advisors, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Kovack Advisors, INC.? Claim this profile.