John Moore & Associates INC
Albuquerque, NM·SEC-registered · CRD #109791
John Moore & Associates INC is an SEC-registered investment advisory firm in Albuquerque, NM managing $1.0B across 3.0k client accounts, with 9 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.0B
Client accounts
3.0k
Advisory staff
9
Fee model
Fee-based
How John Moore & Associates INC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about John Moore & Associates INC
How much does John Moore & Associates INC manage?
Per its most recent SEC Form ADV filing (04/01/2026), John Moore & Associates INC reports $1.0B in regulatory assets under management across roughly 3.0k client accounts.
How does John Moore & Associates INC charge?
John Moore & Associates INC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is John Moore & Associates INC a fiduciary?
Yes. John Moore & Associates INC is registered with the U.S. Securities and Exchange Commission (CRD #109791), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is John Moore & Associates INC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks John Moore & Associates INC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Albuquerque, NM
Profile compiled from John Moore & Associates INC's public SEC Form ADV filing (CRD #109791, filed 04/01/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of John Moore & Associates INC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with John Moore & Associates INC? Claim this profile.