III Capital Management
Boca Raton, FL·SEC-registered · CRD #113539
III Capital Management is an SEC-registered investment advisory firm in Boca Raton, FL managing $88B across 25 client accounts, with 9 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$88B
Client accounts
25
Advisory staff
9
Fee model
Fee-only
How III Capital Management is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about III Capital Management
How much does III Capital Management manage?
Per its most recent SEC Form ADV filing (05/07/2026), III Capital Management reports $88B in regulatory assets under management across roughly 25 client accounts.
How does III Capital Management charge?
III Capital Management is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is III Capital Management a fiduciary?
Yes. III Capital Management is registered with the U.S. Securities and Exchange Commission (CRD #113539), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is III Capital Management taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks III Capital Management and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from III Capital Management's public SEC Form ADV filing (CRD #113539, filed 05/07/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of III Capital Management. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with III Capital Management? Claim this profile.