Howard Bailey Securities, LLC
Fort Wayne, IN·SEC-registered · CRD #282712
Howard Bailey Securities, LLC is an SEC-registered investment advisory firm in Fort Wayne, IN managing $583M across 4.1k client accounts, with 15 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$583M
Client accounts
4.1k
Advisory staff
15
Fee model
Fee-based
How Howard Bailey Securities, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Howard Bailey Securities, LLC
How much does Howard Bailey Securities, LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Howard Bailey Securities, LLC reports $583M in regulatory assets under management across roughly 4.1k client accounts.
How does Howard Bailey Securities, LLC charge?
Howard Bailey Securities, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Howard Bailey Securities, LLC a fiduciary?
Yes. Howard Bailey Securities, LLC is registered with the U.S. Securities and Exchange Commission (CRD #282712), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Howard Bailey Securities, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Howard Bailey Securities, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Fort Wayne, IN
Profile compiled from Howard Bailey Securities, LLC's public SEC Form ADV filing (CRD #282712, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Howard Bailey Securities, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Howard Bailey Securities, LLC? Claim this profile.