Guggenheim Funds Distributors, LLC
Chicago, IL·SEC-registered · CRD #39805
Guggenheim Funds Distributors, LLC is an SEC-registered investment advisory firm in Chicago, IL managing $7.8B across 290 client accounts, with 8 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$7.8B
Client accounts
290
Advisory staff
8
Fee model
Fee-only
How Guggenheim Funds Distributors, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Guggenheim Funds Distributors, LLC
How much does Guggenheim Funds Distributors, LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Guggenheim Funds Distributors, LLC reports $7.8B in regulatory assets under management across roughly 290 client accounts.
How does Guggenheim Funds Distributors, LLC charge?
Guggenheim Funds Distributors, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Guggenheim Funds Distributors, LLC a fiduciary?
Yes. Guggenheim Funds Distributors, LLC is registered with the U.S. Securities and Exchange Commission (CRD #39805), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Guggenheim Funds Distributors, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Guggenheim Funds Distributors, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Guggenheim Funds Distributors, LLC's public SEC Form ADV filing (CRD #39805, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Guggenheim Funds Distributors, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Guggenheim Funds Distributors, LLC? Claim this profile.