Greenrock Research, INC.
Chicago, IL·SEC-registered · CRD #131825
Greenrock Research, INC. is an SEC-registered investment advisory firm in Chicago, IL managing $864M across 2.7k client accounts, with 3 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$864M
Client accounts
2.7k
Advisory staff
3
Fee model
Fee-based
How Greenrock Research, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Greenrock Research, INC.
How much does Greenrock Research, INC. manage?
Per its most recent SEC Form ADV filing (03/27/2026), Greenrock Research, INC. reports $864M in regulatory assets under management across roughly 2.7k client accounts.
How does Greenrock Research, INC. charge?
Greenrock Research, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Greenrock Research, INC. a fiduciary?
Yes. Greenrock Research, INC. is registered with the U.S. Securities and Exchange Commission (CRD #131825), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Greenrock Research, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Greenrock Research, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Chicago, IL
Profile compiled from Greenrock Research, INC.'s public SEC Form ADV filing (CRD #131825, filed 03/27/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Greenrock Research, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Greenrock Research, INC.? Claim this profile.