Great Waters Financial
Shoreview, MN·SEC-registered · CRD #308215
Great Waters Financial is an SEC-registered investment advisory firm in Shoreview, MN managing $1.2B across 6.1k client accounts, with 23 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.2B
Client accounts
6.1k
Advisory staff
23
Fee model
Fee-based
How Great Waters Financial is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Great Waters Financial
How much does Great Waters Financial manage?
Per its most recent SEC Form ADV filing (04/07/2026), Great Waters Financial reports $1.2B in regulatory assets under management across roughly 6.1k client accounts.
How does Great Waters Financial charge?
Great Waters Financial is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Great Waters Financial a fiduciary?
Yes. Great Waters Financial is registered with the U.S. Securities and Exchange Commission (CRD #308215), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Great Waters Financial taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Great Waters Financial and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Shoreview, MN
Profile compiled from Great Waters Financial's public SEC Form ADV filing (CRD #308215, filed 04/07/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Great Waters Financial. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Great Waters Financial? Claim this profile.