Galvin, Gaustad & Stein, LLC
Scottsdale, AZ·SEC-registered · CRD #153410
Galvin, Gaustad & Stein, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ managing $1.4B across 2.0k client accounts, with 17 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.4B
Client accounts
2.0k
Advisory staff
17
Fee model
Fee-based
How Galvin, Gaustad & Stein, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Galvin, Gaustad & Stein, LLC
How much does Galvin, Gaustad & Stein, LLC manage?
Per its most recent SEC Form ADV filing (05/27/2026), Galvin, Gaustad & Stein, LLC reports $1.4B in regulatory assets under management across roughly 2.0k client accounts.
How does Galvin, Gaustad & Stein, LLC charge?
Galvin, Gaustad & Stein, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Galvin, Gaustad & Stein, LLC a fiduciary?
Yes. Galvin, Gaustad & Stein, LLC is registered with the U.S. Securities and Exchange Commission (CRD #153410), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Galvin, Gaustad & Stein, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Galvin, Gaustad & Stein, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Scottsdale, AZ
Profile compiled from Galvin, Gaustad & Stein, LLC's public SEC Form ADV filing (CRD #153410, filed 05/27/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Galvin, Gaustad & Stein, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Galvin, Gaustad & Stein, LLC? Claim this profile.