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Founders Financial Securities, LLC

Towson, MD·SEC-registered · CRD #137945

Fiduciary

Founders Financial Securities, LLC is an SEC-registered investment advisory firm in Towson, MD managing $4.1B across 22k client accounts, with 101 advisory staff.

Regulatory snapshot

Verify on SEC.gov

Regulatory AUM

$4.1B

Client accounts

22k

Advisory staff

101

Fee model

Fee-based

How Founders Financial Securities, LLC is paid

Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.

% of assetsHourlyFixed feesCommissionsFee-based

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Common questions about Founders Financial Securities, LLC

How much does Founders Financial Securities, LLC manage?

Per its most recent SEC Form ADV filing (04/20/2026), Founders Financial Securities, LLC reports $4.1B in regulatory assets under management across roughly 22k client accounts.

How does Founders Financial Securities, LLC charge?

Founders Financial Securities, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Fixed fees, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.

Is Founders Financial Securities, LLC a fiduciary?

Yes. Founders Financial Securities, LLC is registered with the U.S. Securities and Exchange Commission (CRD #137945), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.

Is Founders Financial Securities, LLC taking new clients like me?

Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Founders Financial Securities, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.

Other advisory firms in Towson, MD

Verdence Capital Advisors, LLC$4.6B AUM · fee-based Heritage Investors Management Corp$4.6B AUM · fee-based G10 LLC$4.9B AUM · fee-only

Xml Financial Group$3.3B AUM · fee-based

Profile compiled from Founders Financial Securities, LLC's public SEC Form ADV filing (CRD #137945, filed 04/20/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Founders Financial Securities, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Founders Financial Securities, LLC? Claim this profile.