Fifth Third Securities, INC.
Cincinnati, OH·SEC-registered · CRD #628
Fifth Third Securities, INC. is an SEC-registered investment advisory firm in Cincinnati, OH managing $11B across 47k client accounts, with 848 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$11B
Client accounts
47k
Advisory staff
848
Fee model
Fee-only
How Fifth Third Securities, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Fifth Third Securities, INC.
How much does Fifth Third Securities, INC. manage?
Per its most recent SEC Form ADV filing (06/26/2026), Fifth Third Securities, INC. reports $11B in regulatory assets under management across roughly 47k client accounts.
How does Fifth Third Securities, INC. charge?
Fifth Third Securities, INC. is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Fifth Third Securities, INC. a fiduciary?
Yes. Fifth Third Securities, INC. is registered with the U.S. Securities and Exchange Commission (CRD #628), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Fifth Third Securities, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Fifth Third Securities, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Fifth Third Securities, INC.'s public SEC Form ADV filing (CRD #628, filed 06/26/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Fifth Third Securities, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Fifth Third Securities, INC.? Claim this profile.