Fiam LLC
Smithfield, RI·SEC-registered · CRD #133196
Fiam LLC is an SEC-registered investment advisory firm in Smithfield, RI managing $348B across 661 client accounts, with 139 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$348B
Client accounts
661
Advisory staff
139
Fee model
Fee-only
How Fiam LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Fiam LLC
How much does Fiam LLC manage?
Per its most recent SEC Form ADV filing (03/30/2026), Fiam LLC reports $348B in regulatory assets under management across roughly 661 client accounts.
How does Fiam LLC charge?
Fiam LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Fiam LLC a fiduciary?
Yes. Fiam LLC is registered with the U.S. Securities and Exchange Commission (CRD #133196), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Fiam LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Fiam LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Fiam LLC's public SEC Form ADV filing (CRD #133196, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Fiam LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Fiam LLC? Claim this profile.