Exchange Traded Concepts, LLC
Oklahoma City, OK·SEC-registered · CRD #151197
Exchange Traded Concepts, LLC is an SEC-registered investment advisory firm in Oklahoma City, OK managing $23B across 130 client accounts, with 13 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$23B
Client accounts
130
Advisory staff
13
Fee model
Fee-based
How Exchange Traded Concepts, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Exchange Traded Concepts, LLC
How much does Exchange Traded Concepts, LLC manage?
Per its most recent SEC Form ADV filing (02/11/2026), Exchange Traded Concepts, LLC reports $23B in regulatory assets under management across roughly 130 client accounts.
How does Exchange Traded Concepts, LLC charge?
Exchange Traded Concepts, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Exchange Traded Concepts, LLC a fiduciary?
Yes. Exchange Traded Concepts, LLC is registered with the U.S. Securities and Exchange Commission (CRD #151197), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Exchange Traded Concepts, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Exchange Traded Concepts, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Exchange Traded Concepts, LLC's public SEC Form ADV filing (CRD #151197, filed 02/11/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Exchange Traded Concepts, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Exchange Traded Concepts, LLC? Claim this profile.