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Esi Financial Advisors

Montpelier, VT·SEC-registered · CRD #265

Fiduciary

Esi Financial Advisors is an SEC-registered investment advisory firm in Montpelier, VT managing $2.8B across 21k client accounts, with 460 advisory staff.

Regulatory snapshot

Verify on SEC.gov

Regulatory AUM

$2.8B

Client accounts

21k

Advisory staff

460

Fee model

Fee-based

How Esi Financial Advisors is paid

Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.

% of assetsHourlyCommissionsPerformance-basedFee-based

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Common questions about Esi Financial Advisors

How much does Esi Financial Advisors manage?

Per its most recent SEC Form ADV filing (03/30/2026), Esi Financial Advisors reports $2.8B in regulatory assets under management across roughly 21k client accounts.

How does Esi Financial Advisors charge?

Esi Financial Advisors is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions, Performance-based. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.

Is Esi Financial Advisors a fiduciary?

Yes. Esi Financial Advisors is registered with the U.S. Securities and Exchange Commission (CRD #265), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.

Is Esi Financial Advisors taking new clients like me?

Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Esi Financial Advisors and comparable advisors against your goals and assets, and only surfaces firms open to your situation.

Other advisory firms in Montpelier, VT

Manchester Capital Management LLC$2.8B AUM · fee-based Maple Capital Management, INC.$2.6B AUM · fee-only Pathway Financial Advisors, LLC$1.6B AUM · fee-based One Day In July LLC$1.4B AUM · fee-based

Profile compiled from Esi Financial Advisors's public SEC Form ADV filing (CRD #265, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Esi Financial Advisors. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Esi Financial Advisors? Claim this profile.