Duff & Phelps Investment Management Co.
Chicago, IL·SEC-registered · CRD #107296
Duff & Phelps Investment Management Co. is an SEC-registered investment advisory firm in Chicago, IL managing $13B across 44 client accounts, with 26 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$13B
Client accounts
44
Advisory staff
26
Fee model
Fee-only
How Duff & Phelps Investment Management Co. is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Duff & Phelps Investment Management Co.
How much does Duff & Phelps Investment Management Co. manage?
Per its most recent SEC Form ADV filing (04/17/2026), Duff & Phelps Investment Management Co. reports $13B in regulatory assets under management across roughly 44 client accounts.
How does Duff & Phelps Investment Management Co. charge?
Duff & Phelps Investment Management Co. is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Duff & Phelps Investment Management Co. a fiduciary?
Yes. Duff & Phelps Investment Management Co. is registered with the U.S. Securities and Exchange Commission (CRD #107296), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Duff & Phelps Investment Management Co. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Duff & Phelps Investment Management Co. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Duff & Phelps Investment Management Co.'s public SEC Form ADV filing (CRD #107296, filed 04/17/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Duff & Phelps Investment Management Co.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Duff & Phelps Investment Management Co.? Claim this profile.