David Vaughan Investments, LLC
Peoria, IL·SEC-registered · CRD #105990
David Vaughan Investments, LLC is an SEC-registered investment advisory firm in Peoria, IL managing $5.3B across 4.3k client accounts, with 48 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$5.3B
Client accounts
4.3k
Advisory staff
48
Fee model
Fee-based
How David Vaughan Investments, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about David Vaughan Investments, LLC
How much does David Vaughan Investments, LLC manage?
Per its most recent SEC Form ADV filing (03/30/2026), David Vaughan Investments, LLC reports $5.3B in regulatory assets under management across roughly 4.3k client accounts.
How does David Vaughan Investments, LLC charge?
David Vaughan Investments, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is David Vaughan Investments, LLC a fiduciary?
Yes. David Vaughan Investments, LLC is registered with the U.S. Securities and Exchange Commission (CRD #105990), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is David Vaughan Investments, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks David Vaughan Investments, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Peoria, IL
Profile compiled from David Vaughan Investments, LLC's public SEC Form ADV filing (CRD #105990, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of David Vaughan Investments, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with David Vaughan Investments, LLC? Claim this profile.