Conning, INC.
Hartford, CT·SEC-registered · CRD #107423
Conning, INC. is an SEC-registered investment advisory firm in Hartford, CT managing $107B across 825 client accounts, with 240 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$107B
Client accounts
825
Advisory staff
240
Fee model
Fee-based
How Conning, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
BEFORE YOU CALL CONNING, INC.
See how Conning compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Conning, INC.. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Conning, INC.? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Conning, INC.
How much does Conning, INC. manage?
Per its most recent SEC Form ADV filing (03/30/2026), Conning, INC. reports $107B in regulatory assets under management across roughly 825 client accounts.
How does Conning, INC. charge?
Conning, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Fixed fees, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Conning, INC. a fiduciary?
Yes. Conning, INC. is registered with the U.S. Securities and Exchange Commission (CRD #107423), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Conning, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Conning, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Hartford, CT
Profile compiled from Conning, INC.'s public SEC Form ADV filing (CRD #107423, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Conning, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Conning, INC.? Claim this profile.