Clifford Swan Investment Counselors
Pasadena, CA·SEC-registered · CRD #108033
Clifford Swan Investment Counselors is an SEC-registered investment advisory firm in Pasadena, CA managing $4.5B across 2.8k client accounts, with 17 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$4.5B
Client accounts
2.8k
Advisory staff
17
Fee model
Fee-based
How Clifford Swan Investment Counselors is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Clifford Swan Investment Counselors
How much does Clifford Swan Investment Counselors manage?
Per its most recent SEC Form ADV filing (02/10/2026), Clifford Swan Investment Counselors reports $4.5B in regulatory assets under management across roughly 2.8k client accounts.
How does Clifford Swan Investment Counselors charge?
Clifford Swan Investment Counselors is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Clifford Swan Investment Counselors a fiduciary?
Yes. Clifford Swan Investment Counselors is registered with the U.S. Securities and Exchange Commission (CRD #108033), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Clifford Swan Investment Counselors taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Clifford Swan Investment Counselors and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Pasadena, CA
Profile compiled from Clifford Swan Investment Counselors's public SEC Form ADV filing (CRD #108033, filed 02/10/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Clifford Swan Investment Counselors. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Clifford Swan Investment Counselors? Claim this profile.