Cain, Watters & Associates, LLC
Frisco, TX·SEC-registered · CRD #111521
Cain, Watters & Associates, LLC is an SEC-registered investment advisory firm in Frisco, TX managing $5.0B across 16k client accounts, with 86 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$5.0B
Client accounts
16k
Advisory staff
86
Fee model
Fee-based
How Cain, Watters & Associates, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
BEFORE YOU CALL CAIN, WATTERS & ASSOCIATES, LLC
See how Cain compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Cain, Watters & Associates, LLC. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Cain, Watters & Associates, LLC? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Cain, Watters & Associates, LLC
How much does Cain, Watters & Associates, LLC manage?
Per its most recent SEC Form ADV filing (06/04/2026), Cain, Watters & Associates, LLC reports $5.0B in regulatory assets under management across roughly 16k client accounts.
How does Cain, Watters & Associates, LLC charge?
Cain, Watters & Associates, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Cain, Watters & Associates, LLC a fiduciary?
Yes. Cain, Watters & Associates, LLC is registered with the U.S. Securities and Exchange Commission (CRD #111521), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Cain, Watters & Associates, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Cain, Watters & Associates, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Frisco, TX
Profile compiled from Cain, Watters & Associates, LLC's public SEC Form ADV filing (CRD #111521, filed 06/04/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Cain, Watters & Associates, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Cain, Watters & Associates, LLC? Claim this profile.