Brockenbrough
Richmond, VA·SEC-registered · CRD #105142
Brockenbrough is an SEC-registered investment advisory firm in Richmond, VA managing $5.5B across 570 client accounts, with 15 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$5.5B
Client accounts
570
Advisory staff
15
Fee model
Fee-based
How Brockenbrough is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Brockenbrough
How much does Brockenbrough manage?
Per its most recent SEC Form ADV filing (05/13/2026), Brockenbrough reports $5.5B in regulatory assets under management across roughly 570 client accounts.
How does Brockenbrough charge?
Brockenbrough is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Brockenbrough a fiduciary?
Yes. Brockenbrough is registered with the U.S. Securities and Exchange Commission (CRD #105142), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Brockenbrough taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Brockenbrough and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Brockenbrough's public SEC Form ADV filing (CRD #105142, filed 05/13/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Brockenbrough. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Brockenbrough? Claim this profile.