Barings LLC
Charlotte, NC·SEC-registered · CRD #106006
Barings LLC is an SEC-registered investment advisory firm in Charlotte, NC managing $393B across 420 client accounts, with 465 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$393B
Client accounts
420
Advisory staff
465
Fee model
Fee-based
How Barings LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Barings LLC
How much does Barings LLC manage?
Per its most recent SEC Form ADV filing (05/14/2026), Barings LLC reports $393B in regulatory assets under management across roughly 420 client accounts.
How does Barings LLC charge?
Barings LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Barings LLC a fiduciary?
Yes. Barings LLC is registered with the U.S. Securities and Exchange Commission (CRD #106006), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Barings LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Barings LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Barings LLC's public SEC Form ADV filing (CRD #106006, filed 05/14/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Barings LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Barings LLC? Claim this profile.