Avantax Planning Partners, INC.
Dubuque, IA·SEC-registered · CRD #106237
Avantax Planning Partners, INC. is an SEC-registered investment advisory firm in Dubuque, IA managing $7.6B across 14k client accounts, with 200 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$7.6B
Client accounts
14k
Advisory staff
200
Fee model
Fee-based
How Avantax Planning Partners, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Avantax Planning Partners, INC.
How much does Avantax Planning Partners, INC. manage?
Per its most recent SEC Form ADV filing (06/18/2026), Avantax Planning Partners, INC. reports $7.6B in regulatory assets under management across roughly 14k client accounts.
How does Avantax Planning Partners, INC. charge?
Avantax Planning Partners, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Avantax Planning Partners, INC. a fiduciary?
Yes. Avantax Planning Partners, INC. is registered with the U.S. Securities and Exchange Commission (CRD #106237), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Avantax Planning Partners, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Avantax Planning Partners, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Dubuque, IA
Profile compiled from Avantax Planning Partners, INC.'s public SEC Form ADV filing (CRD #106237, filed 06/18/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Avantax Planning Partners, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Avantax Planning Partners, INC.? Claim this profile.