Alliance Advisory & Securities, LLC
Westlake Village, CA·SEC-registered · CRD #18835
Alliance Advisory & Securities, LLC is an SEC-registered investment advisory firm in Westlake Village, CA managing $687M across 4.2k client accounts, with 14 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$687M
Client accounts
4.2k
Advisory staff
14
Fee model
Fee-based
How Alliance Advisory & Securities, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Alliance Advisory & Securities, LLC
How much does Alliance Advisory & Securities, LLC manage?
Per its most recent SEC Form ADV filing (04/30/2026), Alliance Advisory & Securities, LLC reports $687M in regulatory assets under management across roughly 4.2k client accounts.
How does Alliance Advisory & Securities, LLC charge?
Alliance Advisory & Securities, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Alliance Advisory & Securities, LLC a fiduciary?
Yes. Alliance Advisory & Securities, LLC is registered with the U.S. Securities and Exchange Commission (CRD #18835), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Alliance Advisory & Securities, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Alliance Advisory & Securities, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Alliance Advisory & Securities, LLC's public SEC Form ADV filing (CRD #18835, filed 04/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Alliance Advisory & Securities, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Alliance Advisory & Securities, LLC? Claim this profile.