Advisors Asset Management, INC.
Monument, CO·SEC-registered · CRD #46727
Advisors Asset Management, INC. is an SEC-registered investment advisory firm in Monument, CO managing $2.2B across 1.6k client accounts, with 42 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$2.2B
Client accounts
1.6k
Advisory staff
42
Fee model
Fee-only
How Advisors Asset Management, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Advisors Asset Management, INC.
How much does Advisors Asset Management, INC. manage?
Per its most recent SEC Form ADV filing (03/31/2026), Advisors Asset Management, INC. reports $2.2B in regulatory assets under management across roughly 1.6k client accounts.
How does Advisors Asset Management, INC. charge?
Advisors Asset Management, INC. is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Advisors Asset Management, INC. a fiduciary?
Yes. Advisors Asset Management, INC. is registered with the U.S. Securities and Exchange Commission (CRD #46727), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Advisors Asset Management, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Advisors Asset Management, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Monument, CO
Profile compiled from Advisors Asset Management, INC.'s public SEC Form ADV filing (CRD #46727, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Advisors Asset Management, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Advisors Asset Management, INC.? Claim this profile.