49 Financial
Austin, TX·SEC-registered · CRD #319484
49 Financial is an SEC-registered investment advisory firm in Austin, TX managing $1.4B across 6.3k client accounts, with 128 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.4B
Client accounts
6.3k
Advisory staff
128
Fee model
Fee-based
How 49 Financial is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about 49 Financial
How much does 49 Financial manage?
Per its most recent SEC Form ADV filing (03/12/2026), 49 Financial reports $1.4B in regulatory assets under management across roughly 6.3k client accounts.
How does 49 Financial charge?
49 Financial is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions, Performance-based. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is 49 Financial a fiduciary?
Yes. 49 Financial is registered with the U.S. Securities and Exchange Commission (CRD #319484), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is 49 Financial taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks 49 Financial and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Austin, TX
Profile compiled from 49 Financial's public SEC Form ADV filing (CRD #319484, filed 03/12/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of 49 Financial. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with 49 Financial? Claim this profile.